FRCP_RULE_56_MEMORANDUM AND ORDER ON DEFENDANT AMERICA ONLINE, INC.'S MOTION FOR SUMMARY JUDGMENT ON THE FORUM SELECTION CLAUSE (#47)
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With the parties' consent, on March 20, 2002, this case has been referred and reassigned to the
undersigned for all purposes, including trial and the entry of judgment, pursuant to 28 U.S.C. §636(c).
United States District Court
District of Massachusetts
WALTER P. HUGHES,
Plaintiff,
v. CIVIL ACTION NO. 2001-10981-RBC
1THOMAS McMENAMON, Jr.,
AMERICA ONLINE, INC.,
Defendants.
MEMORANDUM AND ORDER
ON DEFENDANT AMERICA ONLINE,
INC.'S MOTION FOR SUMMARY JUDGMENT
ON THE FORUM SELECTION CLAUSE (#47)
COLLINGS, U.S.M.J.
I. INTRODUCTION
On April 16, 2002, defendant America Online, Inc. ("AOL") moved
pursuant to Fed. R. Civ. P. 56 for the entry of summary judgment in its favor on
the basis of the forum selection clause in the contract between it and the plaintiff,
Walter P. Hughes ("Hughes"). In support of its motion, AOL filed Defendant
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America Online, Inc.'s Statement of Undisputed Facts (Local Rule 56.1) (#48),
Defendant America Online, Inc.'s Memorandum in Support of its Motion for
Summary Judgment on the Forum Selection Clause (#49), the Declaration of
Carrie Davis (#51) and the Appendix to Defendant America Online, Inc.'s
Memorandum in Support of its Motion for Summary Judgment on the Forum
Selection Clause (#50). Although the period for opposing the motion has elapsed
under D. Mass., Local Rule 7.1(B)(2), Hughes has not filed an opposition. AOL's
motion (#47) is in a posture for resolution. For the reasons stated in section IV,
infra, the Court will treat AOL's summary judgment motion as a motion to
dismiss for failure to state a claim upon which relief may be granted pursuant to
Fed. R. Civ. P. 12(b)(6).
II. THE STANDARD
The standard to be applied when deciding a motion to dismiss under Rule
12(b)(6), Fed. R. Civ. P., has often been repeated. It is incumbent upon the court
to "accept the complaint's allegations as true, indulging all reasonable inferences
in favor of [the plaintiff]." Kiely v. Raytheon Co., 105 F.3d 734, 735 (1 Cir.,
1997); Hogan v. Eastern Enterprises/Boston Gas, 165 F. Supp. 2d 55, 57 (D.
Mass., 2001). Indeed, more than forty years ago the Supreme Court declared
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that "a complaint should not be dismissed for failure to state a claim unless it
appears beyond doubt that the plaintiff can prove no set of facts in support of his
claim that would entitle him to relief." Conley v. Gibson, 355 U.S. 41, 45-46
(1957).
Pursuant to Fed. R. Civ. P. 10(c), "[a] copy of any written instrument
which is an exhibit to a pleading is a part thereof for all purposes." Similarly,
when "a complaint's factual allegations are expressly linked to – and admittedly
dependent upon – a document (the authenticity of which is not challenged), that
document effectively merges into the pleadings and the trial court can review it
in deciding a motion to dismiss under Rule 12(b)(6)." Beddall v. State St. Bank
and Trust Co., 137 F.3d 12, 17 (1 Cir., 1998); see also Blackstone Realty LLC v.
Federal Deposit Insurance Corporation, 244 F.3d 193, 195 n.1 (1 Cir., 2001).
III. THE FACTS
On June 8, 2001, Hughes filed suit against AOL and Officer Thomas
McMenamon of the Methuen Police Department, alleging various causes of acting
arising from AOL's release of Hughes' name, address and age to Officer
McMenamon. Complaint (#1) ¶¶22, 45-104. AOL released the information in
response to a request from Officer McMenamon, who had received a print-out of
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a threatening electronic mail message ("e-mail") allegedly sent from an AOL
account. #1 ¶¶19, 21.
At all times relevant to this action, AOL provided e-mail service to Hughes.
#1 ¶¶18, 41. The Terms of Service contract pursuant to which AOL provides email
service to its members consists of three portions: the Member Agreement, the
Community Guidelines, and the Privacy Policy. #10, Exh. B, C, D; #51, Exh. A.
Section 8 of the Member Agreement includes a forum selection clause which reads
as follows: "You expressly agree that exclusive jurisdiction for any claim or
dispute with AOL or relating in any way to your membership or your use of AOL
resides in the courts of Virginia . . . ." #10, Exh. B; #51, Exh. A.
IV. DISCUSSION
AOL originally filed a Fed. R. Civ. P. 12(b)(6) motion (#9) alleging
grounds for dismissal including the forum selection clause. Hughes filed a
document titled "Plaintiff's Motion to Defer a Hearing on America Online, Inc.'s
Motion to Dismiss" (#14). In an abundance of caution and in consideration of
the pro se status of the plaintiff, the Court construed that document as
questioning the authenticity of the document which AOL alleged to be the contract
between the parties. See Johnson v. Rodriguez, 943 F.2d 104, 107 (1 Cir.,
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1991), cert. denied, 502 U.S. 1063 (1992) (construe pro se pleadings liberally).
In an Order dated March 29, 2002, the Court denied AOL's motion to dismiss
without prejudice to filing a motion supported by evidence satisfying the
requirements of Fed. R. Civ. P. 56(e). #44.
AOL responded by filing a summary judgment in which it seeks dismissal
of the claims asserted against it based on the forum selection clause. Hughes did
not file an Opposition, or any other document disputing the authenticity of the
document alleged to be the contract between the parties. The contract is integral
to the claims made in the Complaint, and its content is relied upon therein. See
#1 ¶¶17, 18, 41, 44. Accordingly, the Court may consider the entirety of the
contract as part of the pleadings. Beddall, 137 F.3d at 17; see also Blackstone
Realty LLC, 244 F.3d at 195.
In the First Circuit, a motion seeking dismissal of an action for failure to
comply with a forum selection clause is considered a motion to dismiss for failure
to state a claim pursuant to Fed. R. Civ. P. 12(b)(6). See Silva v. Encyclopedia
Britannica Inc., 239 F.3d 385, 387 (1 Cir., 2001). The proper remedy for an
action which is filed in disregard of a valid forum selection clause is dismissal of
the action. See Silva, 239 F.2d at 389; LFC Lessors, Inc. v. Pacific Sewer
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Maintenance Corp., 739 F.2d 4, 8 (1 Cir., 1984). Now that it is clear there is no
dispute as to the contract between the parties, the Court will treat AOL's current
motion as being brought pursuant to Fed. R. Civ. P. 12(b)(6). See Lambert v.
Kysar, 983 F.2d 1110, 1112 n.1 (1 Cir., 1993) (treating 12(b)(3) motion
seeking dismissal based on a forum selection clause as a 12(b)(6) motion); see
also Farnham v. Daar, Inc., 184 F. Supp. 809, 812 (W.D. Mo., 1960) (treating
summary judgment motion as motion to dismiss in Fed. R. Civ. P. 17(a) context);
Rosenfeld v. Continental Building Operating Co., 135 F. Supp. 465, 470 (W.D.
Mo., 1955) (same).
"The prevailing view towards contractual forum-selection clauses is that
'such clauses are prima facie valid and should be enforced unless enforcement is
shown by the resisting party to be "unreasonable" under the circumstances.'"
Silva, 239 F.3d at 387(quoting M/S Bremen v. Zapata Off-Shore Co., 407 U.S.
1, 10 (1972)). Forum selection clauses of the type used by AOL, sometimes
referred to as "clickwrap" agreements, have been upheld as valid and enforceable.
See, e.g., Caspi v. Microsoft Network, L..L.C., 323 N.J. Super. 118, 126, 732 A.2d
528, 532, cert. denied, 162 N.J. 199, 743 A.2d 851 (1999); Celmins v. America
Online, Inc., 748 So.2d 1041, 1041-42 (Fla. Dist. Ct. App. 1999).
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It is undisputed that Hughes agreed to the Terms of Service contract when
he became a subscriber to AOL's services. It is clear from the facts alleged in the
Complaint, taken in the light most favorable to Hughes, that his claims are
"claims or disputes with AOL" which relate to his membership and/or his use of
AOL's services. #1 ¶¶22, 45-104
. The Court rules that the forum selection clausein the Terms of Service contract is enforceable and Hughes' claims are within its
scope. See #10, Exh. B; #51, Exh. A. Accordingly, Hughes' claims against AOL
fail to state claims upon which relief may be granted and AOL is entitled to their
dismissal, without prejudice to Hughes refiling them in a Virginia court.
V. ORDER
For all the reasons stated, it is ORDERED that Defendant America Online,
Inc.'s Motion for Summary Judgment on the Forum Selection Clause (#47) be,
and the same hereby is, ALLOWED to the extent that the claims against America
Online, Inc. are DISMISSED pursuant to Fed. R. Civ. P. 12(b)(6). The dismissal
is without prejudice to bringing the action against America Online, Inc. in a court
which is in compliance with the forum selection clause of the contract.
____________________________
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ROBERT B. COLLINGS
United States Magistrate Judge
May 28, 2002.
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Publisher Information
Note* This page is not part of the opinion as entered by the court.
The docket information provided on this page is for the benefit
of publishers of these opinions.
WALTER P. HUGHES Walter P. Hughes
Plaintiff [COR LD NTC pro]
13 Lockway Road
Andover, MA 01810
978-475-8547
THOMAS F. MCMENAMON, JR., Maurice J. Lariviere, Jr.
Individually an in his
capacity as a law enforcement 41 Pleasant Street
official. Suite 311
Defendant Methuen, MA 01844
508-794-3234
Joseph L. Tehan, Jr.
Kopelman & Paige, P.C.
31 St. James Avenue
Boston, MA 02116
617-556-0007
Katharine I. Goree
Kopelman & Paige
31 St. James Ave.
Boston, MA 02116
617-556-0007
1AMERICA ONLINE INC.
Paul Holtzman
Krokidas & Bluestein
141 Tremont Street
Boston, MA 02111
617-482-7212
David Ogden
Wilmer Cutler & Pickering
2445 M St. NW
Washington, DC 20037
202-663-6000